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Lesa Anne Sroufe

Lesa Sroufe & Company, Inc.

Seattle, WA

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Current Employers
Lesa Sroufe & Company, Inc.

801 Second Ave Suite 304, Seattle, WA 98104 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2004-07-01
  • WA RA
    APPROVED
    Since 2004-07-01

Branch Locations

1200 5Th Avenue; Suite 1200, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lesa Sroufe & Co., Inc. Seattle WA 01/2004 Present
  • 01/2004 → Present
    Lesa Sroufe & Co., Inc.
    Seattle, WA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-05-03
  • S63 Uniform Securities Agent State Law Examination
    1982-05-03
Designations
Other Names
  • Lesa Anne Sroufe

View on SEC IAPD

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