Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-24
NJ RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2019-01-24
  • NJ RA
    APPROVED
    Since 2009-01-02

Branch Locations

365 W. Passaic St. Suite 205, Rochelle Park, NJ 07662 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financail Services Rochelle Park NJ 01/2008 Present
Raymond James Financial Services Advisors, Inc Rochelle Patk NJ 01/2009 Present
Glen Rock Savings Bank Hawthorne NJ 01/2008 Present
Mwg Wealth Partners Rochelle Park NJ 03/2011 Present
  • 01/2008 → Present
    Raymond James Financail Services
    Rochelle Park, NJ
  • 01/2009 → Present
    Rochelle Patk, NJ
  • 01/2008 → Present
    Glen Rock Savings Bank
    Hawthorne, NJ
  • 03/2011 → Present
    Mwg Wealth Partners
    Rochelle Park, NJ
Previous Registrations
Other Businesses

(1)Name of Business: Ascendia Bank Address: 11 Harristown Road, Glen Rock, NJ, 07452, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 02/01/1998 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Chairman of the Board of Directors (2)Name of Business: Axia Financial Advisors Address: 365 W Passaic St Ste 205, Rochelle Park, NJ, 07662, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (3)Name of Business: MWG Wealth Partners Address: 365 W Passaic St Ste 205, Rochelle Park, NJ, 07662, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/18/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of Support Company

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-04-13
  • S63 Uniform Securities Agent State Law Examination
    1982-04-13

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Rochelle Park, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor