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James Clarence Taylor

Commonwealth Financial Network

Wakefield, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2014-02-20
  • MA RA
    APPROVED
    Since 2014-02-20

Branch Locations

669 Main Street Suite 4, Wakefield, MA 01880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Savings Bank Wakefield MA 12/2000 Present
Commonwealth Financial Network Waltham MA 12/2000 Present
Other Businesses

FIXED INSURANCE SALES UNDER BUSINESS NAME COMMONWEALTH FINANCIAL NETWORK, CONDUCTED AT BRANCH, INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-02-19
S63 Uniform Securities Agent State Law Examination 1982-06-08
  • S65 Uniform Investment Adviser Law Examination
    2014-02-19
  • S63 Uniform Securities Agent State Law Examination
    1982-06-08

View on SEC IAPD

Other Firms

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424 CAPITAL, LLC
OXFORD MARTIN, LLC
MML INVESTORS SERVICES, LLC
OSAIC WEALTH, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
PLANTE MORAN FINANCIAL ADVISORS

Other Investors

SUSAN N. BIG
PAUL V RYAN
SCOTT LOUIS FACCHETTI
RICHARD PAUL JOYAL
DONALD ALDE JOYAL
BARBARA NAN REED
Michael Bergeron
ERIC RYAN MARTIN

Other Offices

FLAGSHIP WEALTH ADVISORS, LLC. · WAKEFIELD, MA
424 CAPITAL, LLC · WAKEFIELD, MA
OXFORD MARTIN, LLC · WAKEFIELD, MA
MML INVESTORS SERVICES, LLC · WAKEFIELD, MA
OSAIC WEALTH, INC. · WAKEFIELD, MA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Wakefield, MA
OSAIC WEALTH, INC. · WAKEFIELD, MA
OSAIC WEALTH, INC. · WAKEFIELD, MA

More in Wakefield, MA

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