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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2004-08-17
TX RA APPROVED_RES 1993-06-21
  • GA RA
    APPROVED
    Since 2004-08-17
  • TX RA
    APPROVED_RES
    Since 1993-06-21

Branch Locations

7310 N Lake Dr, Columbus, GA 31909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus GA 01/1982 Present
Bank Of America, N.A. Columbus GA 05/2011 Present
Other Businesses

I*412560For profit or not for profit: Entity For Profit Name of outside business organization: Thinning Pine Trees Investment related: No Address of business: Columbus, Georgia, 31904 Position, title, association: Owner Start date of relationship: 9/16/2020 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: This is not a business. I just own land that has pine trees. I am thinning the pine trees to open up the forest. I simple sell the logger the pine trees. Westrock buys the cut trees I*: 1760318 For profit or not for profit: Name of outside business organization: TPG Growth Fund Private Equity Investment related: no Address of business: Position, title, association: investor Start date of relationship: Number of hours devoted: Number of hours devoted during trading hours: Duties: Investing in a Merrill Lynch Platform private equity investment. I have no control and can not sell it I*: 447699 Entity Type: Business or Industry Organization Name of OBA: Cows Address: Pine Mountain, Georgia, 31822 Investment Related: No Position, Title, Association: Owner Employee Start Date: 7/18/2015 Number of Hours: 1 hr wkly Number of Hours during trading: 0 Duties: Own 4 cows at my farm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-14
S65 Uniform Investment Adviser Law Examination 1992-05-05
S63 Uniform Securities Agent State Law Examination 1982-04-01
  • S66 Uniform Combined State Law Examination
    2004-12-14
  • S65 Uniform Investment Adviser Law Examination
    1992-05-05
  • S63 Uniform Securities Agent State Law Examination
    1982-04-01
Other Names
  • A J Morris
  • Archie Jay Morris

View on SEC IAPD

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