Kenneth Ziesenheim

Current Employers

Employment History

• 04/2008 → Present
  Raymond James Financial Services, Inc
  Sebring, FL
• 06/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Sebring, FL
• 03/2009 → Present
  Prescott College
  Prescott, AZ
• 06/2012 → Present
  Finra
  Boca Raton, FL
• 09/2008 → Present
  Finra
  Boca Raton, FL

Previous Registrations

• 2006-01-05 → 2008-05-29
  Thornburg Investment Management Inc
  Santa Fe, NM
  Sebring, FL
• 2000-06-03 → 2005-11-08
  Thornburg Investment Management Inc
  Santa Fe, NM

Other Businesses

(1)Name of Business: Carson Address: Activity Type: Loans - Personal to and from individuals Position/Title: Lender Investment Related: No Start Date: 06/11/2018 Hours per month devoted to this business: Hours per month devoted to this business during trading hours: Description of duties: Provide funds for the construction of a private residence to a licensed contractor...the residence will be sold upon completion and funds will be paid back (2)Name of Business: FINRA Address: Boca Raton, Boca Raton, FL, na, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: Yes Start Date: 09/11/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Just an Arbitrator with random selection of cases. Have been an arbitrator for over 20 years (3)Name of Business: GERFAM LLC Address: 3690 Lakeview Dr, Sebring, FL, 33870, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 10/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Corporation is formed for the purpose of writing a book about family. I will be the project manager (4)Name of Business: KSZ Consulting Services, LLC Address: 2141 Lakeview Dr, Sebring, FL, 33870, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/27/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: President, owner of company. (5)Name of Business: Ladder Barn LLC Address: 3690 Lakeview Dr, Sebring , FL, 33870, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 05/06/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (6)Name of Business: Prescott College Address: 3690 Lakeview Dr, Sebring, FL, 33870, United States Activity Type: Non profit Position/Title: Subcommittee Member Investment Related: Yes Start Date: 10/23/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am chair of the Investment Committee which is a subcommittee of the Finance Committee. I am not a board member or Trustee and have no voting power other than at the Investment Committee level which reports to the Finance Committee

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-01-25
• S63 Uniform Securities Agent State Law Examination
  1984-03-29

Other Names

• Ken Ziesenheim