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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-09-28 |
| MI | RA | APPROVED | 2010-04-15 |
Branch Locations
340 East Big Beaver Suite 140, Troy, MI 48083 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Troy | MI | 06/1989 | Present |
| Mcfawn Financial Services Group, Llc | Troy | MI | 01/2013 | Present |
| Raymond James Financial Services Advisors, Inc. | Troy | MI | 04/2010 | Present |
| Mcfawn Financial Holding Company, Llc | Troy | MI | 01/2013 | Present |
(1)Name of Business: McFawn Financial Holding Company, LLC Address: 340 E Big Beaver Rd Ste 140, Troy, MI, 48083, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President, Other Investment Related: No Start Date: 01/01/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC member (Goodwill/Client base management)\nChairman of the Board (2)Name of Business: McFawn Financial Services Group, LLC Address: 340 E Big Beaver Rd Ste 140, Troy, MI, 48083, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President, Other Investment Related: No Start Date: 01/01/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor & Registered Principal of RJFS; also vice President of the LLC
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-04-27 |
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