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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-10-15
  • PA RA
    APPROVED
    Since 2025-10-15

Branch Locations

300 Colorado St Ste 2600, Austin, TX 78701 • United States

Greensboro, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clearpoint Advisors, Llc Pittsburgh PA 08/2008 Present
The Leaders Group, Inc. Littleton CO 01/2011 07/2020
Lion Street Financial Pittsburgh PA 07/2020 Present
Lion Street Advisors Pittsburgh PA 07/2020 Present
Integrity Alliance, Llc Pittsburgh PA 10/2025 Present
  • 08/2008 → Present
    Clearpoint Advisors, Llc
    Pittsburgh, PA
  • 01/2011 → 07/2020
    The Leaders Group, Inc.
    Littleton, CO
  • 07/2020 → Present
    Lion Street Financial
    Pittsburgh, PA
  • 07/2020 → Present
    Lion Street Advisors
    Pittsburgh, PA
  • 10/2025 → Present
    Pittsburgh, PA
Previous Registrations
  • 2020-07-08 → 2025-11-03
    Lion Street Advisors, Llc
    Pittsburgh, PA
    Austin, TX
  • 2011-01-03 → 2020-07-17
    Sewickley, PA
    Sedwickley, PA
    Summit, NJ
    Pittsburgh, PA
  • 2008-07-17 → 2011-01-03
    Mid Atlantic Financial Management, Inc.
    Sewickley, PA
  • 2004-04-26 → 2008-12-01
    Solenture Advisors Llc
    Sewickley, PA
    Pittsburgh, PA
    Pittsburgh, PA
  • 1999-02-21 → 2003-01-28
    Nathan & Lewis Securities, Inc.
    Pittsburgh, PA
Other Businesses

1.HEALTHCARE COMMISSION POSITION: Owner NATURE: referral Source, Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/31/1999 ADDRESS: 1322 northshore drive, pittsburgh PA 15212, United States DESCRIPTION: Owner 2.CLEARPOINT ADVISORS LLC POSITION: Owner NATURE: Executive Benefit Consulting & Insurance Planning INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 07/30/2008 ADDRESS: 322 Northshore dr suite 200 pgh pa 15212, Pittsburgh Pa. PA 15212, United States DESCRIPTION: President 3.OCONEE HEIGHTS HOA BOARD POSITION: Board Member NATURE: HOA board for my street residence INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/15/2025 ADDRESS: 1391 Oconee Heights Dr, Greensboro, GA, USA, greensboro GA 30642, United States DESCRIPTION: Provide board oversite for needs of the HOA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-22
S63 Uniform Securities Agent State Law Examination 1997-03-26
  • S65 Uniform Investment Adviser Law Examination
    1998-12-22
  • S63 Uniform Securities Agent State Law Examination
    1997-03-26

View on SEC IAPD

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