Best Investors Account Sign in

Mark William Havanec

Cetera Investment Advisers LLC

Westerville, OH

Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
  • OH RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21

Branch Locations

647 Park Meadow Rd Ste C, Westerville, OH 43081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Previous Registrations
  • 1999-12-07 → 2004-01-01
    Vestax Securities Corporation
    Grove City, OH
Other Businesses

1.FIXED INSURANCE AGENT 2.STATE STREET ADVISORS LLC, DBA NAME FOR FINANCIAL SERVICES, OWNER, START 01/1993

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-05-14
  • S63 Uniform Securities Agent State Law Examination
    1984-05-14
Designations

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
ARSENEAU FINANCIAL
ELEVATION FINANCIAL PARTNERS, LLC
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
FIFTH THIRD SECURITIES, INC.
PRIVATE ADVISOR GROUP, LLC
KEY INVESTMENT SERVICES LLC

Other Investors

JANET LEA GABEL
WILLIAM MITCHELL GARNER
SHAWN MICHAEL ARSENEAU
Deana Christine Arseneau
John Holden McKewen
ALLEN LEE WEAVER
Sathaporn Sathaporn Nguapha
DANIEL PATRICK MILLER

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Westerville, OH
ARSENEAU FINANCIAL · WESTERVILLE, OH
ELEVATION FINANCIAL PARTNERS, LLC · WESTERVILLE, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Westerville, OH
LPL FINANCIAL LLC · Westerville, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
FIFTH THIRD SECURITIES, INC. · WESTERVILLE, OH

More in Westerville, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor