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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-13 |
| OH | RA | APPROVED | 2009-12-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Westlake | OH | 12/2009 | Present |
1. Dock Lease; 19000 Lake Rd, Rocky River, OH 44116; Dock Leasing; Dock Owner; 2/15/23; 2 hr/yr; Not During Securities Trading Hours; Investment Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-06 |
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