Martin Lefty

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 03/2020
  Ameriprise Financial Services, Inc.
  St Charles, IL
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Barrington, IL

Previous Registrations

• 2007-02-16 → 2015-06-22
  Wells Fargo Clearing Services, Llc
  Oak Brook, IL
• 2003-06-25 → 2007-02-27
  Ameriprise Advisor Services, Inc.
  Oakbrook Terrace, IL
  Oakbrook Terrace, IL
• 2002-10-02 → 2003-06-25
  Choreo, Llc
  Oakbrook Terrace, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-09-11
• S63 Uniform Securities Agent State Law Examination
  1982-04-30