Martin Lefty

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-02-05
IL	RA	APPROVED	2015-06-19

TX RA
APPROVED_RES

Since 2024-02-05
IL RA
APPROVED

Since 2015-06-19

Branch Locations

540 W Northwest Hwy Ste E100, Barrington, IL 60010-3051 • United States

Glen Ellyn, IL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	St Charles	IL	06/2015	03/2020
Ameriprise Financial Services, Llc	Barrington	IL	03/2020	Present

06/2015 → 03/2020

Ameriprise Financial Services, Inc.

St Charles, IL
03/2020 → Present

Ameriprise Financial Services, Llc

Barrington, IL

Previous Registrations

2007-02-16 → 2015-06-22

Wells Fargo Clearing Services, Llc

Oak Brook, IL
2003-06-25 → 2007-02-27

Ameriprise Advisor Services, Inc.

Oakbrook Terrace, IL

Oakbrook Terrace, IL
2002-10-02 → 2003-06-25

Choreo, Llc

Oakbrook Terrace, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-09-11
S63	Uniform Securities Agent State Law Examination	1982-04-30

S65 Uniform Investment Adviser Law Examination

2000-09-11
S63 Uniform Securities Agent State Law Examination

1982-04-30

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews