James Alfred Adlam

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-01-03
PA	RA	APPROVED	2011-09-27

TX RA
APPROVED

Since 2024-01-03
PA RA
APPROVED

Since 2011-09-27

Branch Locations

220 Gibraltar Road Suite 350, Horsham, PA 19044-2306 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massachusetts Mutual Life Insurance Company	Springfield	MA	11/1989	Present
Mml Investors Services, Inc.	Horsham	PA	12/1989	Present

11/1989 → Present

Massachusetts Mutual Life Insurance Company

Springfield, MA
12/1989 → Present

Mml Investors Services, Inc.

Horsham, PA

Other Businesses

JAMES A ADLAM, JR,INSURANCE AGENT..INV.REL: YES..ADDR: 525 CEDAR HILL RD., AMBLER, PA 19002..NATURE: INSURANCE SALES..POSTION: AGENT/BROKER...START: 1/1980..HRS/MO: 4-8..HRS/TRADING: <2..DUTIES: SALES & SERVICE OF INSURANCE PRODUCTS FOR VARIOUS CARRIERS..

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-08-20

S63 Uniform Securities Agent State Law Examination

1985-08-20

Designations

Other Names

James Alfred Jr Adlam
Jim Adlam

View on SEC IAPD

Current Employers

Mml Investors Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

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