John E Swegles

Employer firm

Nfsg Corporation CRD 130814

$1.08B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Grosse Pointe Woods, MI
• 11/2016 → 11/2023
  Wells Fargo Clearing Services, Llc
  Grosse Pointe Woods, MI
• 05/2024 → Present
  Newbridge Financial Services Group, Inc
  Boca Raton, FL
• 05/2024 → Present
  Newbridge Securities Corporation
  Boca Raton, FL
• 11/2023 → 05/2024
  Unemployed
  Grosse Pointe Park, MI

Previous Registrations

• 2016-03-01 → 2023-12-13
  Wells Fargo Clearing Services, Llc
  Grosse Pointe Farms, MI
• 2009-06-01 → 2016-03-11
  Morgan Stanley
  Grosse Pointe Farms, MI
• 2008-03-05 → 2009-06-01
  Morgan Stanley & Co. Llc
  Grosse Pointe Farms, MI

Other Businesses

1) JOHN SWEGLES INSURANCE - 01/1982 - MICHAGAN - ONGOING

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-07-30
• S63 Uniform Securities Agent State Law Examination
  1982-03-15

Other Names

• John Earl Iii Swegles
• John Earl Swegles