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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2011-07-12
  • UT RA
    APPROVED
    Since 2011-07-12

Branch Locations

10757 S River Front Pkwy. Ste. 325, South Jordan, UT 84095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 07/2011 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 07/2011 Present
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30 HR/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2) EXIT IQ, LLC, CEO, 101 SOUTH 200 EAST STE 300, SALT LAKE CITY, UT, 11/03/20, NIR, CEO, 80 HR/MONTH- 80 HR/MONTH TRADING. CEO AND RESPONSIBLE FOR ALL BUSINESS ACTIVITIES INCLUDING BUSINESS EXIT AND SUCCESSION. 3) WEALTH IQ ADVISORS, 10757 South Jordan Parkway Suite 325, South Jordan, UT 84020, 09/2025, Owner, Provide investment management through outside third party relationship with BNY and Soltis investment management firms, INV REL, 8 HR/MO, 8 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-16
S63 Uniform Securities Agent State Law Examination 1985-09-03
  • S66 Uniform Combined State Law Examination
    2004-12-16
  • S63 Uniform Securities Agent State Law Examination
    1985-09-03
Other Names
  • Ric Tanner

View on SEC IAPD

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