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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-10
KS RA APPROVED 2012-12-18
  • TX RA
    APPROVED_RES
    Since 2024-09-10
  • KS RA
    APPROVED
    Since 2012-12-18

Branch Locations

1723 Williams St, Great Bend, KS 67530 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Great Bend KS 12/2012 Present
Private Advisor Group, Llc Great Bend KS 12/2012 Present
Previous Registrations
  • 1997-09-16 → 2012-12-17
    New England Securities
    Wichita, KS
    Great Bend, KS
    Dallas, TX
Other Businesses

1. 12/10/2012 - Private Advisor Group, LLC - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 12/18/2012 - Anderson Financial Ltd. - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 3. 10/23/2013 - PRIVATE ADVISOR GROUP - REGISTERED INVESTMENT ADVISOR DBA - (HYBRID) PRIVATE ADVISOR GROUP - DO NOT CHARGE ANY FEES FOR FINANCIAL PLANNING - 1% OF TIME SPENT - GREAT BEND, KS 4. 03/09/2016 - rental house/farming - INV REL - Real Estate Rental - farm ground in Rush County, Kansas - START 01/01/1982 5. 6/6/2018 - Anderson Schwarz Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:06/01/2018 - 120 Hour(s) Per Month/5 Hour(s) During Trading. 6. 12/5/2019 - Private Advisor Group, LLC - DBA: (Hybrid) Anderson Schwarz Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 06/06/2018 - 100 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 12/2019. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-03-30
  • S63 Uniform Securities Agent State Law Examination
    1982-03-30

View on SEC IAPD

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