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3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2012-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Kansas Health Systems | Great Bend | KS | 05/1976 | Present |
| Lpl Financial Llc | Great Bend | KS | 11/2012 | 05/2019 |
| Independent Financial Partners | Great Bend | KS | 11/2012 | Present |
| Ifp Securities, Llc | Great Bend | KS | 05/2019 | Present |
(1) 02/23/2022 - Sherman Financial, LLC - DBA name used for securities business - INV REL - 2215 Broadway Avenue, Great Bend, KS 67530. (2) Barton Community College Foundation - not investment related - 2611 Jefferson Street, Great Bend, KS 67530 - Board Member - Treasurer, vice-chair, chair - start date 7/1/2011 - Raise private sector funds by providing leadership and to manage gives to benefit educational opportunities and initiatives of Barton College Not Investment Related, 1 hr/mo during trading hours (3) 11/18/2016 - Sherman Investments LLC - Investment Related - Rental House located at 5213 Eisenhower, Great Bend, KS - Real Estate Rental - Start 12/01/2016 - 2 Hours Per Month/0 Hours During Securities Trading. (4) 7/1/2020- Barton Community College Foundation- Not investment related- 245 NE 30 RD, Great Bend, KS 67530- Board member for a 3 yr term The Foundation exists to raise private sector funds by providing leadership and to prudently manage gifts to benefit educational opportunities and initiatives of the College- Board Member-Fiduciary Role- 4 hrs/month / 1 hr during trading hrs (5) The People of The Book, Inc; Non Profit 501(c)(3); Non-Investment Related; PO Box 2034, Great Bend, KS 67530; Board Member; Organized for religious purpose; Start 3/14/05; 1 hr/mo, 0 during trading. (6) Sherman Financial, LLC - Investment Related - Owner of Entity used for securities business - 2215 Broadway Avenue, Great Bend, KS 67530 - start date 2/23/2022 - 140 hrs/mo during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-12-01 |
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