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Current Employers
Independent Financial Partners

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2012-11-07
  • KS RA
    APPROVED
    Since 2012-11-07

Branch Locations

2215 Broadway Avenue, Great Bend, KS 67530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Kansas Health Systems Great Bend KS 05/1976 Present
Lpl Financial Llc Great Bend KS 11/2012 05/2019
Independent Financial Partners Great Bend KS 11/2012 Present
Ifp Securities, Llc Great Bend KS 05/2019 Present
  • 05/1976 → Present
    University Of Kansas Health Systems
    Great Bend, KS
  • 11/2012 → 05/2019
    Lpl Financial Llc
    Great Bend, KS
  • 11/2012 → Present
    Great Bend, KS
  • 05/2019 → Present
    Ifp Securities, Llc
    Great Bend, KS
Previous Registrations
  • 2005-02-04 → 2012-11-06
    Intl Advisory Consultants Inc.
    Birmingham, AL
  • 1998-12-23 → 2004-01-23
    Waddell & Reed
    Great Bend, KS
Other Businesses

(1) 02/23/2022 - Sherman Financial, LLC - DBA name used for securities business - INV REL - 2215 Broadway Avenue, Great Bend, KS 67530. (2) Barton Community College Foundation - not investment related - 2611 Jefferson Street, Great Bend, KS 67530 - Board Member - Treasurer, vice-chair, chair - start date 7/1/2011 - Raise private sector funds by providing leadership and to manage gives to benefit educational opportunities and initiatives of Barton College Not Investment Related, 1 hr/mo during trading hours (3) 11/18/2016 - Sherman Investments LLC - Investment Related - Rental House located at 5213 Eisenhower, Great Bend, KS - Real Estate Rental - Start 12/01/2016 - 2 Hours Per Month/0 Hours During Securities Trading. (4) 7/1/2020- Barton Community College Foundation- Not investment related- 245 NE 30 RD, Great Bend, KS 67530- Board member for a 3 yr term The Foundation exists to raise private sector funds by providing leadership and to prudently manage gifts to benefit educational opportunities and initiatives of the College- Board Member-Fiduciary Role- 4 hrs/month / 1 hr during trading hrs (5) The People of The Book, Inc; Non Profit 501(c)(3); Non-Investment Related; PO Box 2034, Great Bend, KS 67530; Board Member; Organized for religious purpose; Start 3/14/05; 1 hr/mo, 0 during trading. (6) Sherman Financial, LLC - Investment Related - Owner of Entity used for securities business - 2215 Broadway Avenue, Great Bend, KS 67530 - start date 2/23/2022 - 140 hrs/mo during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-12-01
  • S66 Uniform Combined State Law Examination
    1998-12-01

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