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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-07-21 |
| MO | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Great Bend | KS | 03/2016 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Claflin | KS | 04/2016 | 07/2021 |
| Thompson & Associates | Claflin | KS | 09/2018 | 07/2021 |
| Lpl Financial Llc | Great Bend | KS | 07/2021 | Present |
1) 01/01/2018 - Business Entity For Tax/Investment Purposes Only / Thompson & Associates / 1Hr/Mo 0Hrs/Mo During Trading / Claflin, KS 67525 2) 10/21/2021 - WRI Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-11 |
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