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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | St Paul | MN | 01/1982 | Present |
| Bank Of America,Na | St Paul | MN | 09/2009 | Present |
I*4778278, Entity Type: , Name of OBA: C K W, Address: Mendota Heights, Minnesota, 55118, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 01/01/2013, No Hours: 0 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1982-04-21 |
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