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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APP_PEND_IARCE 2026-01-01
  • SC RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

501 E Mcbee Ave, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/1975 Present
Northwestern Mutual Investment Services, Llc. Greenville SC 05/2012 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 06/1975 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2012 → Present
    Greenville, SC
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. COACHING OF OTHER NM REPS, $250 PER HOPUR PAID THROUGH MP OR MD, ONLY WITH FR'S WITHIN HIS NETWORK OFFICE SYSTEM, FINANCIAL RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-28
S63 Uniform Securities Agent State Law Examination 1998-03-17
  • S66 Uniform Combined State Law Examination
    2006-04-28
  • S63 Uniform Securities Agent State Law Examination
    1998-03-17
Designations
Other Names
  • Steve Hatten

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Greenville, SC

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