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Douglas Don Springer

Helmsman Financial Group, LLC

Woodinville, WA

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Current Employers
Helmsman Financial Group, Llc

17330 135Th Ave Ne Suite 2A, Woodinville, WA 98072 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 1998-11-30
  • WA RA
    APPROVED
    Since 1998-11-30

Branch Locations

17330 135Th Ave. Ne Suite 2A, Woodinville, WA 98072 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mrw Financial Services Woodinville WA 10/1998 Present
Partners Investment Network, Inc. Spokane WA 06/1999 Present
  • 10/1998 → Present
    Mrw Financial Services
    Woodinville, WA
  • 06/1999 → Present
    Partners Investment Network, Inc.
    Spokane, WA
Other Businesses

I AM A MEMBER OF AN LLC THAT OWNS ONE COMMERCIAL BUILDING (CANTERBURY ASSOC.)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-11
S63 Uniform Securities Agent State Law Examination 1992-05-05
  • S65 Uniform Investment Adviser Law Examination
    1997-09-11
  • S63 Uniform Securities Agent State Law Examination
    1992-05-05

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