Douglas Don Springer

Employer firm

Helmsman Financial Group, LLC CRD 113780

$187M regulatory AUM 1 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Helmsman Financial Group, Llc

17330 135Th Ave Ne Suite 2A, Woodinville, WA 98072 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	1998-11-30

WA RA
APPROVED

Since 1998-11-30

Branch Locations

17330 135Th Ave. Ne Suite 2A, Woodinville, WA 98072 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mrw Financial Services	Woodinville	WA	10/1998	Present
Partners Investment Network, Inc.	Spokane	WA	06/1999	Present

10/1998 → Present

Mrw Financial Services

Woodinville, WA
06/1999 → Present

Partners Investment Network, Inc.

Spokane, WA

Other Businesses

I AM A MEMBER OF AN LLC THAT OWNS ONE COMMERCIAL BUILDING (CANTERBURY ASSOC.)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-09-11
S63	Uniform Securities Agent State Law Examination	1992-05-05

S65 Uniform Investment Adviser Law Examination

1997-09-11
S63 Uniform Securities Agent State Law Examination

1992-05-05

View on SEC IAPD

Employer firm

Current Employers

Helmsman Financial Group, Llc

Disclosures

Employment History

Other Businesses

Exams

Nearby Firms

Nearby Investors

Nearby Offices

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