Scott Jason Dougherty

Current Employers

U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2026-02-13

MN RA
APPROVED

Since 2026-02-13

Branch Locations

Rosemount, MN • United States

200 S Sixth St, Minneapolis, MN 55402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
U.S. Bank	Minneapolis	MN	04/2007	Present
U.S. Bancorp Investments, Inc.	Minneapolis	MN	04/2007	02/2026
U.S. Bancorp Advisors, Llc	Minneapolis	MN	02/2026	Present

04/2007 → Present

U.S. Bank

Minneapolis, MN
04/2007 → 02/2026

U.S. Bancorp Investments, Inc.

Minneapolis, MN
02/2026 → Present

U.S. Bancorp Advisors, Llc

Minneapolis, MN

Previous Registrations

2014-01-27 → 2026-02-13

U.S. Bancorp Investments, Inc.

Saint Paul, MN

Minneapolis, MN

Saint Paul, MN

Minneapolis, MN

Saint Paul, MN

Inver Grove Heights, MN

Rosemount, MN

Minneapolis, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-11-21

S66 Uniform Combined State Law Examination

2006-11-21

View on SEC IAPD

Current Employers

U.S. Bancorp Advisors, Llc

Disclosures

Employment History

Previous Registrations

Exams

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