James Francis Poepl

Employer firm

Vermillion Wealth Management Inc. CRD 281978

$460M regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1994 → Present
  Vermillion State Bank
  Hastings, MN
• 01/2016 → Present
  Vermillion Wealth Management Inc.
  Rosemount, MN
• 01/2017 → Present
  Vermillion Insurance Agency
  Vermillion, MN
• 09/2017 → 09/2021
  Securities America, Inc.
  Rosemount, MN

Previous Registrations

• 2014-01-21 → 2015-12-31
  Cetera Investment Advisers Llc
  Vermillion, MN
• 2011-01-04 → 2014-01-21
  Cetera Investment Services Llc
  Rosemount, MN
  Hastings, MN
  Hastings, MN
  Vermillion, MN
  Vermillion, MN
  Vermillion, MN

Other Businesses

**Vermillion Insurance Agency Position: Owner Nature: Insurance Agency Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 1/2017 Address: 15040 CANADA AVE, ROSEMOUNT, MN 55068, United States **Vermillion Bank Position: Board Member, Owner, Loan Officer Nature: bank Investment Related: No Hours: 80 Securities Trading Hours: 40 Start Date: 8/2003 Address: 107 East Main St, Vermillion MN 55085

Exams

• S66 Uniform Combined State Law Examination
  2004-06-29