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James Francis Poepl

Vermillion Wealth Management Inc.

Rosemount, MN

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Current Employers
Vermillion Wealth Management Inc.

15040 Canada Ave. W, Rosemount, MN 55068 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-01-06
  • MN RA
    APPROVED
    Since 2016-01-06

Branch Locations

15040 Canada Ave. W, Rosemount, MN 55068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vermillion State Bank Hastings MN 05/1994 Present
Vermillion Wealth Management Inc. Rosemount MN 01/2016 Present
Vermillion Insurance Agency Vermillion MN 01/2017 Present
Securities America, Inc. Rosemount MN 09/2017 09/2021
  • 05/1994 → Present
    Vermillion State Bank
    Hastings, MN
  • 01/2016 → Present
    Rosemount, MN
  • 01/2017 → Present
    Vermillion Insurance Agency
    Vermillion, MN
  • 09/2017 → 09/2021
    Securities America, Inc.
    Rosemount, MN
Previous Registrations
  • 2014-01-21 → 2015-12-31
    Vermillion, MN
  • 2011-01-04 → 2014-01-21
    Cetera Investment Services Llc
    Rosemount, MN
    Hastings, MN
    Hastings, MN
    Vermillion, MN
    Vermillion, MN
    Vermillion, MN
Other Businesses

**Vermillion Insurance Agency Position: Owner Nature: Insurance Agency Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 1/2017 Address: 15040 CANADA AVE, ROSEMOUNT, MN 55068, United States **Vermillion Bank Position: Board Member, Owner, Loan Officer Nature: bank Investment Related: No Hours: 80 Securities Trading Hours: 40 Start Date: 8/2003 Address: 107 East Main St, Vermillion MN 55085

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-29
  • S66 Uniform Combined State Law Examination
    2004-06-29

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