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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-04-28
  • MN RA
    APPROVED
    Since 2023-04-28

Branch Locations

14670 S Robert Trail, Rosemount, MN 55068 • United States

Burnsville, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Rosemount MN 08/2012 04/2023
Thrivent Financial For Lutherans Appleton WI 12/2012 04/2023
Cambridge Investment Research, Inc. Fairfield IA 04/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2023 Present
Previous Registrations
Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 04/28/2023 2.LEAH THEORIN, Rosemount MN 55068, 09/2012, Independent Insurance Agent for Various Insurance Companies, INV REL, 10 HR/MO - 10 Trading 3.THEORIN TRAUTWEIN LLC DBA TRIVAS FINANCIAL GROUP, Rosemount MN 55068, 04/2023, Owner, Utilizing Trade Name/ DBA, INV REL, 4 HR/MO - 4 Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-12
  • S66 Uniform Combined State Law Examination
    2012-10-12

View on SEC IAPD

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