Douglas Lee Golden

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2003-07-01

FL RA
APPROVED

Since 2003-07-01

Branch Locations

19950 W Country Club Dr 9Th Fl, Aventura, FL 33180 • United States

Plantation, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Shearson American Exp	N Miami Beach	FL	05/1983	Present
Wells Fargo Advisors Llc	Aventura	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Aventura	FL	11/2016	Present

05/1983 → Present

Shearson American Exp

N Miami Beach, FL
05/2009 → 11/2016

Wells Fargo Advisors Llc

Aventura, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Aventura, FL

Previous Registrations

1997-01-03 → 2003-07-01

Prudential Equity Group, Llc

Aventura, FL

Other Businesses

RENTAL PROPERTY; INV. RELATED; BANNER ELK,NC; 100% OWNERSHIP; START 12/31/2021; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-10-16

S63 Uniform Securities Agent State Law Examination

1985-10-16

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews