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1927 First Avenue North, Birmingham, AL 35203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-08-03 |
| IA | RA | APPROVED | 2015-07-23 |
Branch Locations
1660 Embassy West Drive Suite 200, Dubuque, IA 52002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nbc Securities, Inc. | Dubuque | IA | 07/2015 | Present |
anthony keppler 13527 gun club rd epworth IA 52045 farm land rental Owner 02/01/1999 5 0 No maintenance anthony keppler the barn house 13527 gun club rd epworth IA 52045 guest house Owner 01/01/2010 10 1 No maintenance and guest services Beach Heaven Vacation Rental I am part owner and am not normally involved in the day to day operation 0 hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1982-03-01 |
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