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Current Employers
Lasalle Investment Advisors, Inc.

1133 Quail Court Suite 100, Pewaukee, WI 53072 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 1999-01-08
  • WI RA
    APPROVED
    Since 1999-01-08

Branch Locations

1620 Silvernail Road, Pewaukee, WI 53072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lasalle Investments Pewaukee WI 03/1995 Present
Superior Financial Services, Inc Jackson WI 07/2017 Present
  • 03/1995 → Present
    Lasalle Investments
    Pewaukee, WI
  • 07/2017 → Present
    Superior Financial Services, Inc
    Jackson, WI
Other Businesses

?the name of the other business; LASALLE INVESTMENTS (SEE EMPLOYMENT HISTORY) ?the name of the other business; SUPERIOR FINANCIAL SERVICES ?whether the business is investment-related Yes ?the address of the other business; N168W21931 Main Street Jackson, WI 53037 ?the nature of the other business; Servicing Clients, Securities Sales ?your position; Financial Advisor/ Registered Representative ?title, or relationship with the other business; Brokerage Services ?the start date of your relationship; 7/6/2021 ?the approximate number of hours/month you devote to the other business; 10 Hours / Week ?the number of hours you devote to the other business during securities trading hours; 10 Hours / Week ?and briefly describe your duties relating to the other business; Managed Clients' Portfolios and help them reach their Financial Goals ?the name of the other business; LIFE BROKERAGE PLUS ?whether the business is investment-related Yes ?the address of the other business; W351 N5316 Road C Oconomowoc, WI 53037 ?the nature of the other business; Servicing Clients, Insurance Sales ?your position; Financial Advisor/ Insurance Agent ?title, or relationship with the other business; Brokerage Services ?the start date of your relationship; 6/15/2002 ?the approximate number of hours/month you devote to the other business; 5 Hours / Week ?the number of hours you devote to the other business during securities trading hours; 5 Hours / Week ?and briefly describe your duties relating to the other business; Write Life Insurance or Disability Insurance or Long Term Care policies

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-01-10
  • S63 Uniform Securities Agent State Law Examination
    2001-01-10

View on SEC IAPD

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