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Kenneth Michael Woodham

Wells Fargo Advisors Financial Network, LLC

Dothan, AL

CRD 1032499

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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2007-03-09
  • AL RA
    APPROVED
    Since 2007-03-09

Branch Locations

256 Honeysuckle Rd Ste 25, Dothan, AL 36305 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Dothan AL 05/2009 Present
Previous Registrations
Other Businesses

CO-TRUSTEE FOR PARENTS TRUST; INV. RELATED; MIDLAND CITY, AL; START DATE 4/2018; 1 HR PER MONTH; 0 HRS DURING TRADING.; HALFTIME ADVISORY LLC, INV RELATED, DOTHAN, AL, 100% OWNERSHIP, START: 3/7/2007, 180 HRS/MONTH, 120 HRS DURING TRADING, FINET PRACTICE. HALFTIME INVESTMENT PROPERTIES, LLC, INVT RELATED, DOTHAN AL, 100% OWNERSHIP WITH SPOUSE, START DATE 12/13/2021, 5 HRS PER MONTH, 0 HRS DURING TRADING, TO PURCHASE UNDEVELOPED REAL ESTATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-27
S63 Uniform Securities Agent State Law Examination 1982-10-07
  • S65 Uniform Investment Adviser Law Examination
    2004-09-27
  • S63 Uniform Securities Agent State Law Examination
    1982-10-07
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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