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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2007-03-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Dothan | AL | 05/2009 | Present |
CO-TRUSTEE FOR PARENTS TRUST; INV. RELATED; MIDLAND CITY, AL; START DATE 4/2018; 1 HR PER MONTH; 0 HRS DURING TRADING.; HALFTIME ADVISORY LLC, INV RELATED, DOTHAN, AL, 100% OWNERSHIP, START: 3/7/2007, 180 HRS/MONTH, 120 HRS DURING TRADING, FINET PRACTICE. HALFTIME INVESTMENT PROPERTIES, LLC, INVT RELATED, DOTHAN AL, 100% OWNERSHIP WITH SPOUSE, START DATE 12/13/2021, 5 HRS PER MONTH, 0 HRS DURING TRADING, TO PURCHASE UNDEVELOPED REAL ESTATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 1982-10-07 |
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