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James Ernest Driskell

LPl Financial LLC

Birmingham, AL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-02-06
  • AL RA
    APPROVED
    Since 2023-02-06

Branch Locations

2153 Riverchase Office Rd, Birmingham, AL 35244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investacorp Inc Miami FL 02/2013 07/2020
Securities America, Inc. Birmingham AL 07/2020 Present
Securities America Advisors, Inc. Birmingham AL 07/2020 Present
Lpl Financial Llc Birmingham AL 02/2023 Present
  • 02/2013 → 07/2020
    Investacorp Inc
    Miami, FL
  • 07/2020 → Present
    Securities America, Inc.
    Birmingham, AL
  • 07/2020 → Present
    Securities America Advisors, Inc.
    Birmingham, AL
  • 02/2023 → Present
    Birmingham, AL
Previous Registrations
  • 2020-07-17 → 2023-02-03
    Securities America Advisors, Inc.
    Birmingham, AL
  • 2013-02-04 → 2020-07-17
    Investacorp Advisory Services Inc
    Birmingham, AL
  • 2005-08-25 → 2013-02-05
    Next Financial Group, Inc.
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
  • 1991-03-22 → 2005-09-12
    James E Driskell, Cpa
    Birmingham, AL
Other Businesses

1) 01/09/2023 - DRISKELL-GRAY, INC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 01/09/2023 - Driskell CPA Firm PC - Tax Prep/Accounting/CPA - Owner - Birmingham, AL 35244 - Investment related - 120 hours per month - Start date: 01/11/1995. 3) 01/09/2023 - DPR, LLC - Business Entity For Tax/Investment Purposes Only - Birmingham, AL 35244 - Non investment related - Start date: 08/11/1999. 4) 01/09/2023 - James Driskell CPA PC - Business Entity For Tax/Investment Purposes Only - Birmingham, AL 35244 - Non investment related - Start date: 01/20/1991.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-08-26
  • S63 Uniform Securities Agent State Law Examination
    1986-08-26
Designations
Other Names
  • Jim Driskell
  • James E Driskell

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