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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-02-06 |
Branch Locations
2153 Riverchase Office Rd, Birmingham, AL 35244 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investacorp Inc | Miami | FL | 02/2013 | 07/2020 |
| Securities America, Inc. | Birmingham | AL | 07/2020 | Present |
| Securities America Advisors, Inc. | Birmingham | AL | 07/2020 | Present |
| Lpl Financial Llc | Birmingham | AL | 02/2023 | Present |
1) 01/09/2023 - DRISKELL-GRAY, INC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 01/09/2023 - Driskell CPA Firm PC - Tax Prep/Accounting/CPA - Owner - Birmingham, AL 35244 - Investment related - 120 hours per month - Start date: 01/11/1995. 3) 01/09/2023 - DPR, LLC - Business Entity For Tax/Investment Purposes Only - Birmingham, AL 35244 - Non investment related - Start date: 08/11/1999. 4) 01/09/2023 - James Driskell CPA PC - Business Entity For Tax/Investment Purposes Only - Birmingham, AL 35244 - Non investment related - Start date: 01/20/1991.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-08-26 |
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