David Jeffery Abbs

Current Employers

Employment History

• 04/1985 → 06/2018
  Lpl Financial, Llc
  Saginaw, MI
• 06/2018 → Present
  Cwm, Llc
  Omaha, NE
• 06/2018 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2024 → 01/2025
  Kfa Partners, Llc
  Saginaw, MI

Previous Registrations

• 2004-03-09 → 2018-07-02
  Lpl Financial Llc
  Saginaw, MI
  Saginaw, MI
  Bay City, MI
  Saginaw, MI
  West Branch, MI
  Saginaw, MI
  Saginaw, MI
  Bay City, MI

Other Businesses

1. CWM, LLC DBA CARSON GROUP PARTNERS Inv rel: Yes Address: Same as Registered Location Nature of business: SEC registered investment advisory firm that provides portfolio management, financial planning, estate planning, and additional advisory services. Position/title/relationship: Investment Advisory Representative Start Date: 06/2018 Apx # of hrs per wk: 40 Apx # of hrs dur trading hrs: 32.5 Brief description of duties: Investment Advisory Representative 2. Fixed insurance with various companies Inv rel: Yes Address: Same as Registered Location Nature of business: Fixed Insurance Start Date: 06/2018 Apx # of hrs per wk: varies Apx # of hrs dur trading hrs: varies Position/title/relationship: Insurance Agent Brief description of duties: Sells Life, Health and Annuities 3. 100 Club of Saginaw County Inv rel: No Address: PO Box 3593 Saginaw MI 48605 Nature of business: Service Club Start date: 09/2004 Position/title/relationship: Board Member - Service Club Apx # of hrs per wk: minimal Apx # of hrs dur trading hrs: minimal Brief description of duties: board Member 4. Kochville Township Downtown Development Community Inv rel: No Address: 5851 Mackinaw Road Saginaw MI 48604 Nature of business: non-profit board Start date: 05/2002 Position/title/relationship: Treasurer Apx # of hrs per wk: 1.5 per month Apx # of hrs dur trading hrs: minimal Brief description of duties: Treasurer 5. ABBS Retirement Planning Advisors Inv rel: Yes Address: Same as Registered Location Nature of business: financial services Start date: 12/1999 Position/title/relationship: owner Apx #of hrs per wk: 40 Apx #of hrs dur trading hrs: 40 Brief description of duties: President - provide financial services 6. Fashion Square Land Development LLC Inv rel: No Address: Same as Registered Location Nature of business: Real Estate Start date: 08/2008 Position/title/relationship: partner Apx # of hrs per wk: minimal Apx # of hrs dur trading hrs: minimal Brief description of duties: partial owner - owns office building 7. Hampton Place Leasing LLC Inv rel: No Address: 5151 Hampton Place Saginaw MI 48608 Nature of business: Real Estate Rental Start date: 06/1997 Position/title/relationship: partner Apx #r of hrs per week: 4 hrs per year Apx # of hrs dur trading hrs: none Brief description of duties: partner 8. PRARIE CREEK HOMEOWNERS ASSOCIATION ; INV REL: NO; ADDRESS: 4283 PEBBLE CREEK CT SAGINAW, MI 48603 ; NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION ; START DATE: 10/2021 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX # OF HRS PER WK: LESS THAN 1 ; APX # OF HRS DUR TRADING HRS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: ON THE BOARD OF HOA FOR RESIDENCE ; 9. ASCENSION FIELD NEUROSCIENCES INSTITUTE; INV REL: NO; ADDRESS: 4677 TOWNE CENTRE SUITE 101 SAGINAW, MI 48603; NATURE OF BUSINESS: NON PROFIT; START DATE: 09/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX # OF HRS PER WK: VARIES; APX # OF HRS DUR TRADING HRS: VARIES; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS; 10. CWM, LLC DBA CARSON WEALTH ; INV REL: YES; SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; S DATE: 03/2024; POSITION: FINANCIAL PROFESSIONAL; APX # OF HRS PER WK: 40; APX #OF HRS DUR TRADING HRS: 32.5; DBA FOR FINANCIAL SERVICES; 11: CWM, LLC CARSON GROUP HOLDINGS, INVESTMENT RELATED: YES, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, START DATE: 01/2025, FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, 32 DURING TRADING HOURS, DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-08
• S63 Uniform Securities Agent State Law Examination
  1982-05-04

Designations

Other Names

• Dave Abbs
• David Jeffrey Abbs