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Current Employers
Kingswood Wealth Advisors, Llc

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-29
TX RA APPROVED_RES 2026-06-24
  • FL RA
    APPROVED
    Since 2026-07-29
  • TX RA
    APPROVED_RES
    Since 2026-06-24

Branch Locations

5301 N Federal Hwy Ste 215, Boca Raton, FL 33487 • United States

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Boca Raton FL 09/2013 09/2023
Morgan Stanley Smith Barney Llc Coral Springs FL 09/2023 04/2026
Morgan Stanley Private Bank, N.A New York NY 10/2023 04/2026
Kingswood Capital Partners, Llc Boca Raton FL 06/2026 Present
Kingswood Wealth Advisors, Llc Boca Raton FL 06/2026 Present
  • 09/2013 → 09/2023
    Boca Raton, FL
  • 09/2023 → 04/2026
    Morgan Stanley Smith Barney Llc
    Coral Springs, FL
  • 10/2023 → 04/2026
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 06/2026 → Present
    Kingswood Capital Partners, Llc
    Boca Raton, FL
  • 06/2026 → Present
    Boca Raton, FL
Previous Registrations
Other Businesses

1. OMP LLC; Investment related: Yes; Warren, Massachusetts; Real Estate, Rental Property; Limited Partner (proprietor, partner, officer, director, employee, trustee, agent); 03/2006; During business hours: 0; After business hours: 0; None 2. RMV Securities LLC,Is Not Investment Related,"930 NE 27th Avenue, , Pompano Beach, FL, 33062, United States",DBA,Managing Member,6/25/2026,40 hours per month,5 hours per month during trading hours,Other Compensation,Servicing clients both under Investment Advisory Services and Broker-Dealer Services. 3. JOMP LLC,Is Not Investment Related,"Fountain ViewEstate, , Warren, MA, 01083, United States",Land & Rental Units,20% Limited Partnership,1/1/2006,0 hours per month,0 hours per month during trading hours,Commission Compensation,No Responsibilities and I received quarterly distributions when available.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-05-25
S63 Uniform Securities Agent State Law Examination 1983-02-07
  • S65 Uniform Investment Adviser Law Examination
    1993-05-25
  • S63 Uniform Securities Agent State Law Examination
    1983-02-07
Other Names
  • Michelle Lemieuxvartanian
  • Michelle Mary Vartanian
  • Michelle Mary Lemieux
  • Michelle Lemieux Vartanian

View on SEC IAPD

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