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11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-29 |
| TX | RA | APPROVED_RES | 2026-06-24 |
Branch Locations
5301 N Federal Hwy Ste 215, Boca Raton, FL 33487 • United States
11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Boca Raton | FL | 09/2013 | 09/2023 |
| Morgan Stanley Smith Barney Llc | Coral Springs | FL | 09/2023 | 04/2026 |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2023 | 04/2026 |
| Kingswood Capital Partners, Llc | Boca Raton | FL | 06/2026 | Present |
| Kingswood Wealth Advisors, Llc | Boca Raton | FL | 06/2026 | Present |
1. OMP LLC; Investment related: Yes; Warren, Massachusetts; Real Estate, Rental Property; Limited Partner (proprietor, partner, officer, director, employee, trustee, agent); 03/2006; During business hours: 0; After business hours: 0; None 2. RMV Securities LLC,Is Not Investment Related,"930 NE 27th Avenue, , Pompano Beach, FL, 33062, United States",DBA,Managing Member,6/25/2026,40 hours per month,5 hours per month during trading hours,Other Compensation,Servicing clients both under Investment Advisory Services and Broker-Dealer Services. 3. JOMP LLC,Is Not Investment Related,"Fountain ViewEstate, , Warren, MA, 01083, United States",Land & Rental Units,20% Limited Partnership,1/1/2006,0 hours per month,0 hours per month during trading hours,Commission Compensation,No Responsibilities and I received quarterly distributions when available.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 1983-02-07 |
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