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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-08-25 |
| PA | RA | APPROVED | 2012-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 08/2012 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 08/2012 | Present |
1) GWH WEALTH ADVISORS, 16 N STATE ST, NEWTOWN PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/20, INV REL, 5/MO- 5/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 08/01/2012 3) GWH ADVISORS & ACCOUNTANTS, 16 N State Street, NEWTOWN PA 18940, 11/2024, Fictitious Name, Using a Trade Name / DBA, NIR, 0 HR/MO, 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 1982-08-30 |
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