Michael Thomas Cice

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 08/2012 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2011-07-28 → 2012-08-08
  Osaic Fs, Inc.
  Newtown, PA
• 1999-02-05 → 2008-01-30
  Independent Advisers Group Corp
  Newtown, PA

Other Businesses

1) GWH WEALTH ADVISORS, 16 N STATE ST, NEWTOWN PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/20, INV REL, 5/MO- 5/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 08/01/2012 3) GWH ADVISORS & ACCOUNTANTS, 16 N State Street, NEWTOWN PA 18940, 11/2024, Fictitious Name, Using a Trade Name / DBA, NIR, 0 HR/MO, 0 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-06-12
• S63 Uniform Securities Agent State Law Examination
  1982-08-30