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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-21 |
| WA | RA | APPROVED | 2021-04-02 |
Branch Locations
500 Broadway St., Suite 355, Vancouver, WA 98660 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Vancouver | WA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Vancouver | WA | 11/2016 | 04/2021 |
| Raymond James & Associates Inc | Vancouver | WA | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 1982-03-10 |
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