Kenneth Phillip Mascari

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1995 → 06/2024
  Securities America, Inc.
  Lake Forest, CA
• 05/1997 → Present
  Kpm Asset Management, Inc.
  Lake Forest, CA
• 09/2005 → 06/2024
  Securities America Advisors
  Lake Forest, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Lake Forest, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Lake Forest, CA

Previous Registrations

• 2005-09-12 → 2024-06-14
  Securities America Advisors, Inc.
  Lake Forest, CA
• 1996-05-01 → 2005-10-20
  Kpm Asset Management, Inc.
  Lake Forest, CA

Other Businesses

KPM OFFICE POSITION: Part Owner NATURE: Real Estate Rental INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2000 ADDRESS: 22954 El Toro Road, Lake Forest CA 92630 DESCRIPTION: I am a 20% owner of the building I occupy as my SAI branch office. THE MASCARI FAMILY TRUST POSITION: Owner/Manager NATURE: Real Estate Rental INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2016 ADDRESS: 25232 Tanoak Lane, Lake Forest CA 92630 DESCRIPTION: I inherited this property from my parents Trust and now my Trust owns this property.I manage and rent the property to tenants. KPM OFFICE POSITION: Part Owner NATURE: Real Estate Rental INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2000 ADDRESS: 22954 El Toro Road, Lake Forest CA 92630, DESCRIPTION: I am a 20% owner of the building I occupy as my SAI branch office. KPM ASSET MANAGEMENT POSITION: Owner NATURE: KPM ASSET MANAGEMENT INC/ INSURANCE SALES-AGENT- INVESTMENT RELATED- START DATE: 10/1995 LOCATED AT 22954 EL TORO ROAD LAKE FOREST CA 92630 INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 10/01/1995 ADDRESS: 22954 El Toro Road, Lake Forest CA 92630, United States DESCRIPTION: Sales of insurance products and servicing policies as needed KPM ASSET MANAGEMENT, INC POSITION: President NATURE: SECURITIES AMERICA ADVISORS, INC. - INVESTMENT ADVISOR REPRESENTATIVE- INVESTMENT ADVISORY- INVESTMENT RELATED- START DATE: 9/2005 LOCATED AT 22954 EL TORO ROAD, LAKE FOREST CA 92630 INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 09/01/2005 ADDRESS: 22954 El Toro Road, Lake Forest CA 92630 DESCRIPTION: Soliciting clients, managing assets, servicing clientele and portfolios, keeping accurate records and notes.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-05-02