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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-03-25 |
| PA | RA | APPROVED | 2017-03-25 |
Branch Locations
16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States
Longport, NJ • United States
Glen Mills, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Newtown | PA | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Newtown Square | PA | 03/2017 | Present |
| Massmutual Life Insurance Co | Newtown Square | PA | 07/2016 | Present |
(1)NAME: UNITED SAVINGS BANK INV REL: Y ADDR: 1510 PACKER AVE PHILADELPHIA PA 19045 NATURE: COMPENSATED BOARD SERVICE- AUDIT COMMITTEE POSITION: BOARD MEMBER START: 01/2012 NO HRS: 1 NO HRS DUR TRADING: 0. (2)NAME: UNITED SAVINGS BANK INV REL: Y ADDR: 1510 PACKER AVE PHILADELPHIA PA 19045 NATURE: COMPENSATED BOARD SERVICE POSITION: BOARD MEMBER START: 01/2012 NO HRS: 1 NO HRS DUR TRADING: 0. (3)NAME: JOHN MAZZOLA INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: INDIVIDUAL LIFE, GROUP HEALTH, DI, LONG TERM CARE INSURANCE POSITION: AGENT START: 11/2012 NO HRS: 1 NO HRS DUR TRADING: 1. (4)NAME: JOHN MAZZOLA INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: LIFE SETTLEMENTS/VIATICALS POSITION: AGENT START: 03/01/2019 NO HRS: 2 NO HRS DUR TRADING: 2. (5)NAME: INNOVATIVE PLANNERS, LLC INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: LLC FOR BUSINESS PURPOSES POSITION: PARTNER START: 4/1/2022 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: BUSINESS MANAGEMENT TO HANDLE CERTAIN THINGS LIKED SHARED EXPENSES AND NON-MMLIA INSURANCE COMMMISSIONS SOLD THROUGH THIS TEAM (EACH TEAM MEMBER HAS NON-MMLIA INSURANCE INDIVIDUALLY APPROVED AS AN OBA AS WELL).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-09-12 |
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