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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Lisle | IL | 11/2007 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Palatine | IL | 01/2008 | 07/2021 |
| Palatine Chamber Of Commerce | Palatine | IL | 08/2009 | 07/2021 |
| Regal Holdings | Palatine | IL | 08/2016 | 07/2021 |
| Emrj, Llc | Lisle | IL | 04/2020 | 07/2021 |
| Lpl Financial Llc | Lisle | IL | 07/2021 | Present |
1) 4/2020 - Business Entity For Tax/Investment Purposes Only - EMRJ, LLC - Not Investment Related - Lisle, IL 60532-3659 2) 8/2016 - Real Estate Rental - Regal Holdings - Investment Related - 2431 W. Belmont #3e Chicago, IL 60618
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1982-05-06 |
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