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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-04 |
Branch Locations
500 Chestnut Street Suite 1300, Abilene, TX 79602 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Abilene Archives & Security | Abilene | TX | 11/1985 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 06/2020 |
| Stifel Nicolaus & Co Inc | Abilene | TX | 06/2020 | Present |
1. Abilene Philharmonic Association; 1102 North 3rd, Abilene, TX 79601; Music performance/various types of concerts; Board Member; Promote the symphony, attend concerts, and raise operating funds; 06/01/2020; 3 Hours per Month; During Securities Trading Hours; Not Investment-Related. 2. Abilene Archives & Security Company; 201 Shelton Street, Abilene, TX 79601; Storage and delivery of business records, case files, and legal documents; President and 34% owner; Oversee business and sign tax returns; 11/01/1985; 6 Hours per Year; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1982-05-06 |
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