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Current Employers
Russell Wealth Advisors

611 Story Street, Boone, IA 50036 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2017-12-15
  • IA RA
    APPROVED
    Since 2017-12-15

Branch Locations

611 Story Street, Boone, IA 50036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Boone IA 12/1996 Present
Russell Wealth Advisors, Inc. Boone IA 12/2017 Present
  • 12/1996 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Boone, IA
  • 12/2017 → Present
    Russell Wealth Advisors, Inc.
    Boone, IA
Other Businesses

1. 7/11/2011: Russell Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 6/8/2016: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/28/2001 - 10 Hours Per Month During Securities Trading - FIXED LIFE, FIXED ANNUITY, DISABILITY AND LONG TERM CARE. 3. 12/15/2017 - Russell Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date 11/15/17 - 120 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Russell Wealth Advisor, an independent investment advisor firm. I started this business activity on 12/15/2017. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 4/12/2018 - Russell Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/11/2018 - 120 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-03-06
  • S63 Uniform Securities Agent State Law Examination
    1986-03-06

View on SEC IAPD

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