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611 Story Street, Boone, IA 50036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2017-12-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Boone | IA | 12/1996 | Present |
| Russell Wealth Advisors, Inc. | Boone | IA | 12/2017 | Present |
1. 7/11/2011: Russell Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 6/8/2016: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/28/2001 - 10 Hours Per Month During Securities Trading - FIXED LIFE, FIXED ANNUITY, DISABILITY AND LONG TERM CARE. 3. 12/15/2017 - Russell Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date 11/15/17 - 120 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Russell Wealth Advisor, an independent investment advisor firm. I started this business activity on 12/15/2017. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 4/12/2018 - Russell Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/11/2018 - 120 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-03-06 |
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