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4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-05 |
| IA | RA | APPROVED | 2003-01-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Heartland Capital Inc | Lake St. Louis | MO | 11/2002 | Present |
1. CINCINNATI LIFE. Investment related. SALE OF FIXED PRODUCTS. Agent/broker. Start date: 12/23/09. 2. FIRST HEARTLAND CONSULTANTS. Investment related. INVESTMENT ADVISORY SERVICES. IAR. Start date: 11/11/02. 3. WELLMARK BC/BS. Investment related. Agent/broker. SALES OF HEALTH PRODUCTS IN IA. Start date: 1/4/05. 4. THOMPSON FINANCIAL. Investment related. Owner. SALE AND DISTRIBUTION OF INSURANCE. Start date: 1/4/05. 5. BOONE COUNTY HOSPITAL. Not investment relate. VOLUNTEER MEMBER. BOARD OF TRUSTEES. Start date: 1/24/13. 6. First Heartland Corporation . Investment related. Agent/broker. Sale of insurance and fixed products. Start date: 11/1/02.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-04 |
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