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Current Employers
Russell Wealth Advisors

611 Story Street, Boone, IA 50036 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2017-12-15
  • IA RA
    APPROVED
    Since 2017-12-15

Branch Locations

611 Story Street, Boone, IA 50036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Boone IA 05/2007 Present
Russell Wealth Advisors Boone IA 12/2017 Present
Other Businesses

1. 06/21/2011 - Russell Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business). 2. 10/9/2017 - Hardwood Genesis - Investment Related - Location: No services are provided. - Business Entity For Tax/Investment Purposes Only - Started 10/01/2017 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 12/5/2017 - Russell Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/15/2017 - 120 Hours Per Month During Securities Trading - I provide investment advisory services through Russell Wealth Advisors, an independent investment advisor firm. I started this business activity on 12/05/2017. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 4/12/2018 - Russell Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/11/2018 - 120 Hours Per Month During Securities Trading. 5. 2/14/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Started 02/10/2020 - 0 Hours Per Month. 6. 5/11/2021 - Timberline Cabinet Supply Company LLC - Not Investment Related - Home Based - Other-Business Owner - Start Date: 10/12/2020 - 1 Hours Per Month/0 Hours During Securities Trading - Purchase items for woodworking.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-20
S63 Uniform Securities Agent State Law Examination 2007-08-25
  • S66 Uniform Combined State Law Examination
    2017-11-20
  • S63 Uniform Securities Agent State Law Examination
    2007-08-25

View on SEC IAPD

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