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Mark Alan Keller

Confluence Investment Management LLC

Saint Louis, MO

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Current Employers
Confluence Investment Management Llc

20 Allen Avenue, Ste 300, Saint Louis, MO 63119 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2008-05-21
  • MO RA
    APPROVED
    Since 2008-05-21

Branch Locations

20 Allen Avenue, Ste 300, Saint Louis, MO 63119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Confluence Investment Management Llc Saint Louis MO 05/2008 Present
Previous Registrations
  • 2007-02-26 → 2008-05-13
    Gallatin Asset Management, Inc.
    St. Louis, MO
Other Businesses

Mark Keller is a member of the board of directors of Benjamin Edwards, Inc. ("BEI"), the holding company of Benjamin F. Edwards & Company ("BFEC").

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-03-23
  • S63 Uniform Securities Agent State Law Examination
    1982-03-23
Designations

View on SEC IAPD

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JASON TSCHUDY
JOANN MICHELLE JOLLY
KRISTIE LYNN DANIEL
CHRISTOPHER Jordan HOOKER
BETH ANN ANDERSON
CAROLYN SMITH LINK
CRAIG WILLIAM MARKHAM

Other Offices

&PARTNERS · Saint Louis, MO
CETERA INVESTMENT ADVISERS LLC · ST LOUIS, MO
CLARIS ADVISORS, LLC · ST. LOUIS, MO
MORGAN STANLEY · St. Louis, MO
M HOLDINGS SECURITIES, INC. · ST. LOUIS, MO
UMB FINANCIAL SERVICES, INC. · ST. LOUIS, MO
KEB WEALTH ADVISORS · ST. LOUIS, MO
KEB WEALTH ADVISORS · ST. LOUIS, MO

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