Best Investors
Account
Sign in
4222 Grantline Road, New Albany, IN 47150 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-03-30 |
| KY | RA | APPROVED | 2008-01-24 |
| IN | RA | APPROVED | 1998-12-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed Insurance Sales | Clarksville | IN | 01/1981 | 11/2023 |
| Independent Insurance Agent | New Albany | IN | 02/1981 | 11/2023 |
| American Capital Management, Inc. | New Albany | IN | 06/1985 | Present |
| American Equity Investment Corporation | New Albany | IN | 02/1996 | 12/2023 |
| Regulus Financial Group, Llc | Kentwood | MI | 11/2023 | Present |
Business Name: American Capital Management, Inc - Investment Related: Yes - Address: 4222 Grantline Rd, New Albany, IN 47150 - Nature of Business: Investment Advisory Activities through American Capital Management, Inc using a DBA name; Insurance - Title or Relationship: Insurance Agent/Investment Advisor Representative - Start Date: 06/01/1985 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services. Business Name: Rental Property - Investment Related: No - Address: 4222 Grantline Rd, New Albany, IN 47150 - Nature of Business: Rental Property - Title or Relationship: Landlord - Start Date: 11/01/1993 - Hours per month: 5 - Hours per month during trading hours: 0 - Duties: Landlord for rental property. Business Name: Applegate Real Estate - Investment Related: No - Address: 4222 Grantline Rd, New Albany, IN 47150 - Nature of Business: Real Estate Brokerage - Title or Relationship: Licensed Broker - Start Date: 04/01/1996 - Hours per month: 1 - Hours per month during trading hours: 0 - Duties: Used to market own rental properties, one sale every 1-2 years.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-01-14 |
Reach out to this advisor