Best Investors Account Sign in
Current Employers
American Capital Management, Inc.

4222 Grantline Road, New Albany, IN 47150 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-03-30
KY RA APPROVED 2008-01-24
IN RA APPROVED 1998-12-23
  • FL RA
    APPROVED
    Since 2018-03-30
  • KY RA
    APPROVED
    Since 2008-01-24
  • IN RA
    APPROVED
    Since 1998-12-23

Branch Locations

4222 Grantline Road, New Albany, IN 47150 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Insurance Sales Clarksville IN 01/1981 11/2023
Independent Insurance Agent New Albany IN 02/1981 11/2023
American Capital Management, Inc. New Albany IN 06/1985 Present
American Equity Investment Corporation New Albany IN 02/1996 12/2023
Regulus Financial Group, Llc Kentwood MI 11/2023 Present
  • 01/1981 → 11/2023
    Self Employed Insurance Sales
    Clarksville, IN
  • 02/1981 → 11/2023
    Independent Insurance Agent
    New Albany, IN
  • 06/1985 → Present
    New Albany, IN
  • 02/1996 → 12/2023
    American Equity Investment Corporation
    New Albany, IN
  • 11/2023 → Present
    Regulus Financial Group, Llc
    Kentwood, MI
Other Businesses

Business Name: American Capital Management, Inc - Investment Related: Yes - Address: 4222 Grantline Rd, New Albany, IN 47150 - Nature of Business: Investment Advisory Activities through American Capital Management, Inc using a DBA name; Insurance - Title or Relationship: Insurance Agent/Investment Advisor Representative - Start Date: 06/01/1985 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services. Business Name: Rental Property - Investment Related: No - Address: 4222 Grantline Rd, New Albany, IN 47150 - Nature of Business: Rental Property - Title or Relationship: Landlord - Start Date: 11/01/1993 - Hours per month: 5 - Hours per month during trading hours: 0 - Duties: Landlord for rental property. Business Name: Applegate Real Estate - Investment Related: No - Address: 4222 Grantline Rd, New Albany, IN 47150 - Nature of Business: Real Estate Brokerage - Title or Relationship: Licensed Broker - Start Date: 04/01/1996 - Hours per month: 1 - Hours per month during trading hours: 0 - Duties: Used to market own rental properties, one sale every 1-2 years.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-01-14
  • S63 Uniform Securities Agent State Law Examination
    1982-01-14
Other Names
  • Tim Peoples

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New Albany, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor