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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-26 |
| SC | RA | APPROVED | 2021-12-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ferguson Financial, Llc | Rock Hills | SC | 06/2008 | Present |
| Capital Investment Group, Inc | Raleigh | NC | 05/2014 | 12/2021 |
| Capital Investment Advisory Services, Llc | Raleigh | NC | 05/2014 | 12/2021 |
| Lpl Financial, Llc | Rock Hill | SC | 12/2021 | Present |
1. 12/2/2021 - FERGUSON FINANCIAL LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - - Started 12.1.21 - 10 Hours Per Month - Time Spent 5% - Life, Fixed and immediate annuities. 2. 12/2/2021 - FERGUSON FINANCIAL, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12.1.2021 - 5-7 Hours Per Month - Time Spent 10%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1982-01-22 |
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