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953 S. Talbot Street, St. Michaels, MD 21663 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-07-02 |
| FL | RA | APPROVED | 2015-09-21 |
| TX | RA | APPROVED | 2011-09-13 |
| MD | RA | APPROVED | 2007-01-11 |
Branch Locations
953 S. Talbot St. Po Box 1136, St.MIchaels, MD 21663 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| N.E. Thompson & Co. | St. Michaels | MD | 11/1997 | Present |
| St. Michaels Asset Management, Llc | St. Michaels | MD | 02/1997 | Present |
| Quoin Capital Llc | Philadelphia | PA | 01/2007 | 11/2022 |
1) N.E. THOMPSON & COMPANY, LLC; NON-INVESTMENT RELATED; 417 S. TALBOT STREET, ST. MICHAELS, MD 21663; HOLDING COMPANY; CEO; 07/2010; APPROX. 1 HOUR PER MONTH DURING NON-TRADING HOURS; CEO OF HOLDING COMPANY THAT HOLDS ST. MICHAELS ASSET MANAGEMENT, LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1982-07-13 |
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