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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-09-16 |
| TX | RA | APPROVED | 2022-09-16 |
Branch Locations
28601 Marlboro Avenue Suite 201, Easton, MD 21601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Easton | MD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Easton | MD | 11/2016 | 09/2022 |
| Morgan Stanley Smith Barney Llc | Easton | MD | 09/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2022 | Present |
*526647- Denton Town Planning Commission; Investment related-No; Denton, Maryland; Government; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 08/2009; During business hours: 0; After business hours: 2; Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-03 |
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