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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-06-26
VA RA APPROVED 2011-11-18
  • TX RA
    APPROVED
    Since 2012-06-26
  • VA RA
    APPROVED
    Since 2011-11-18

Branch Locations

110 Franklin Rd Se, Roanoke, VA 24011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Roanoke VA 06/2008 Present
Bank Of America, N.A. Roanoke VA 02/2012 Present
Other Businesses

I*: 485531Entity Type: Fiduciary roleName of OBA: POAAddress: Roanoke, VA 24018Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 1/9/2014Number of Hours: 0Number of Hours during trading: 0Duties: Power of Attorney/Spouse I*5127280, Entity Type: Entity Charitable, Name of OBA: Common Ground Dance Co., Address: Roanoke, Virginia, 24018, Investment Related: N, Position, Title, Association: ["Committee"], Employee Start Date: 08/10/2026, No Hours: 3 Monthly, No Hours during Trading: 0 Monthly, Duties: I am a member of the 'Team Building and Hospitality' Committee, as well as the 'Community Outreach' Committee. The Team Building and Hospitality committee helps organize team bonding events for the dancers, team meals and birthday/milestone recognition. The Community Outreach committee helps schedule community performances, coordinate senior center visits, organize service projects and is working to build relationships with community organizations. This is a newly established dance company for children interested in participating in competition dance. The dance company is working to establish a 501c3 for fundraising purposes to help ease the financial burden of competition costs for some of the children.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-17
  • S66 Uniform Combined State Law Examination
    2011-11-17
Other Names
  • Lisa Morgan Downing
  • Lisa Morgan Downing
  • Lisa D Angle

View on SEC IAPD

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