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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-07-02
  • PA RA
    APPROVED
    Since 2021-07-02

Branch Locations

30 Liberty Blvd Suite 200, Malvern, PA 19355 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hoover Financial Advisors, Pc Malvern PA 01/2005 06/2021
Purshe Kaplan Sterling Investments Albany NY 04/2013 06/2021
Lpl Financial, Llc Malvern PA 06/2021 Present
Wealth Enhancement Group Plymouth MN 07/2021 Present
Wealth Enhancement Advisory Services, Llc Plymouth MN 07/2021 Present
Wealth Enhancement Brokerage Services Plymouth MN 07/2021 Present
  • 01/2005 → 06/2021
    Hoover Financial Advisors, Pc
    Malvern, PA
  • 04/2013 → 06/2021
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 06/2021 → Present
    Lpl Financial, Llc
    Malvern, PA
  • 07/2021 → Present
    Wealth Enhancement Group
    Plymouth, MN
  • 07/2021 → Present
    Plymouth, MN
  • 07/2021 → Present
    Wealth Enhancement Brokerage Services
    Plymouth, MN
Previous Registrations
  • 2005-02-10 → 2021-07-08
    Hoover Financial Advisors, Inc.
    Malvern, PA
  • 1995-01-03 → 2006-08-22
    Ifg Russell Advisors Inc
    Berwyn, PA
  • 1992-02-27 → 2006-03-02
    American Financial Management Group, Ltd.
    Berwyn, PA
Other Businesses

1. 7/1/2021 - WEALTH ENHANCEMENT GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 7/13/2021 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 7/1/2021 - 150 Hours Per Month - Time Spent 95% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisernfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-03-19
  • S63 Uniform Securities Agent State Law Examination
    1982-03-19
Designations
Other Names
  • Pete Hoover
  • Peter Kent Hoover
  • Peter Hoover

View on SEC IAPD

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