Ernest Mark Caponegro

Current Employers

Employment History

• 04/2016 → 07/2020
  National Securities Corporation
  Point Pleasant, NJ
• 09/2020 → 10/2024
  American Portfolios Financial Services, Inc.
  Point Pleasant, NJ
• 10/2024 → Present
  Osaic Advisory Services
  Atlanta, GA
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2021-05-10 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2009-01-05 → 2012-04-30
  Garden State Investment Advisory Services, Llc
  Red Bank, NJ
• 2006-11-13 → 2008-11-19
  First Montauk Securities Corp.
  Pt Pleasant, NJ
  Pt. Pleasant, NJ
  Red Bank, NJ

Other Businesses

1) EMC INSURANCE AGENCY & FIN SVCS LLC DBA I+E INSURANCE AGENCY: 2900 ROUTE 88, POINT PLEASANT, NJ 08742. I AM THE OWNER OPERATOR OF THIS FULL Service Property Casualty Life Insurance AGENCY. THIS BUSINESS BEGAN IN 2006. I WILL DEVOTE 40 HOURS PER week TO THIS BUSINESS. I AM COMPENSATED BY COMMISSIONS...(2) I am a board member of a non profit organization the BRICK POLICE ATHLETIC LEAGUE 2 HRS PER MONTH ZERO DURING TRADING HRS... 2) EMC INSURANCE AGENCY DBA I & E INSURANCE POSITION: agent NATURE: General Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/01/2006 ADDRESS: 2900 NJ 88, Point Pleasant NJ 08742, United States DESCRIPTION: General Insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-31
• S63 Uniform Securities Agent State Law Examination
  1982-11-16

Other Names

• Ernest Mark Caponegro
• Ernest Caponegro