Michael Edward Warren

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley
  Indianapolis, IN
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2000-06-20 → 2009-06-01
  Citigroup Global Markets Inc.
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

1) INDIANA QUARTER HORSE ASSOCIATION; NOBLESVILLE, IL; LOOK OVER THE BOOKS ONCE PER QUARTER WITH THE REST OF THE COMMITTEE TO LOOK FOR ANY MISS POSTINGS OR INDISCRETIONS; ON THE FINANCE OR INVESTMENT COMMITTEE; 1 AFTER BUSINESS HOURS; 0 DURING BUSINESS; 05/2013 2) Creekside Farm; Investment related; Farm land; Farmer; Start date: 01/2004; During business hours: 15; After business hours: 15

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-05-29
• S63 Uniform Securities Agent State Law Examination
  1981-12-28

Other Names

• Mike Warren