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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-01-24
TX RA APPROVED_RES 2016-09-09
NJ RA APPROVED 2007-07-24
VA RA APPROVED 2006-02-17
OH RA APPROVED 2005-02-07
  • SC RA
    APPROVED
    Since 2022-01-24
  • TX RA
    APPROVED_RES
    Since 2016-09-09
  • NJ RA
    APPROVED
    Since 2007-07-24
  • VA RA
    APPROVED
    Since 2006-02-17
  • OH RA
    APPROVED
    Since 2005-02-07

Branch Locations

7495 Paragon Rd #A, Dayton, OH 45459 • United States

Hilton Head, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Dayton OH 05/2009 Present
Previous Registrations
  • 1999-10-18 → 2005-02-07
    Morgan Stanley Dw Inc.
    Centerville, OH
Other Businesses

CALLAHAN FINANCIAL MGMT GROUP LLC; INV RELATED; DAYTON, OH; FINET PRACTICE; START: 12/2009; 0 HR/MO; 0 DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-01
S63 Uniform Securities Agent State Law Examination 1981-12-31
  • S65 Uniform Investment Adviser Law Examination
    1995-12-01
  • S63 Uniform Securities Agent State Law Examination
    1981-12-31

View on SEC IAPD

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