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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2006-10-04 |
Branch Locations
5786 Widewaters Pkwy, Syracuse, NY 13214 • United States
Manlius, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Syracuse | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Syracuse | NY | 03/2020 | Present |
Outside Employment; Creative Management Consultants, LLC; Consultant; Manage advisory business; 2290 East Ave., , Rochester, NY, 14610; Investment-Related; 01/01/2019; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-05-31 |
| S65 | Uniform Investment Adviser Law Examination | 1992-09-03 |
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