John Yateman Huber

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2005-10-31 → 2023-09-01
  Osaic Services, Inc.
  Scottsdale, AZ
  Phoenix, AZ
  Phoenix, AZ
• 2005-09-21 → 2005-10-31
  Sunamerica Securities, Inc.
  Phoenix, AZ
• 2003-07-01 → 2003-12-01
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
• 2002-12-10 → 2003-07-01
  Prudential Equity Group, Llc
  Scottsdale, AZ

Other Businesses

1. JMJC ENTERPRISES POSITION: Limited Partner NATURE: It is a Limited Partnership set up by my father to take care of family business that involves investments and securities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/31/1997 ADDRESS: 8415 E Equinox Circle, Scottsdale AZ 85266, United States DESCRIPTION: Make investment decisions for the portfolio 2. JYH CAPITAL MANAGEMENT, INC POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/21/2017; ADDRESS: 8765 E Bell Rd, Suite 204, Scottsdale AZ 85260, United States DESCRIPTION: This corporation is set up for tax purposes to receive my income from SagePoint Financial as an independent contractor. 3. MOSAIC WEALTH SOLUTIONS LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 8765 E Bell Rd, Suite 204, Scottsdale AZ 85260, United States; DESCRIPTION: general administration 4. ZUCCA LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017; ADDRESS: 8765 E Bell Rd, Suite 204, Scottsdale AZ 85260, United States DESCRIPTION: Partner in ownership of building. Responsible for paying rent to LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-03-31
• S63 Uniform Securities Agent State Law Examination
  1981-12-28

Other Names

• John Yateman Iv Huber